- Start
- Broker-Dealer Regulation in a Nutshell
Broker-Dealer Regulation in a Nutshell
Angebote / Angebote:
Provides an introduction to broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives an understanding of basic concepts and the underlying regulatory scheme, providing an explanation of broker-dealer regulation, sales practices, analysts' conflicts of interest, civil liabilities, and arbitration.
Fremdlagertitel. Lieferzeit unbestimmt